The Senex Group CA Insurance License #0818209 - All states except Montana and Wyoming
Some of the Associates of The Senex Group are Registered Representatives of, and offer securities and investment advisory services through Royal Alliance Associates, Inc. member FINRA and SIPC, and a registered investment advisor. Insurance services are offered through Senex Insurance Services, Inc. dba The Senex Group. Qualified Retirement Plan Administration is offered through Senex Retirement Plan Services, LLC, dba The Senex Group. The Senex Group is not affiliated with Royal Alliance Associates, Inc. or registered as a broker-dealer or investment advisor. This communication is strictly intended for individuals residing in the states of AL, AZ, CA, CO, FL, GA, HI, ID, IN, KS, MD, MA, MN, MO, NV, NY, OH, OK, OR, TX, WA and WI. No securities offers may be made by or accepted from any resident outside of the specific states referenced.
Important Consumer Information
A broker-dealer, investment advisor, broker-dealer agent or investment advisor representative may only transact business in a state if first registered as, or is excluded or exempt from, state broker-dealer, investment advisor, broker-dealer agent or investment advisor representative requirements, as appropriate. Follow-up, individualized responses to persons in a state by such a firm or individual which involve either affecting or attempting to affect transactions in securities or the rendering of personalized investment advice for compensation will not be made without first complying with appropriate registration requirements or an applicable exemption or excuse.
For information concerning the licensing status or disciplinary history of a broker-dealer, investment advisor, broker-dealer agent or investment advisor representative, a consumer should contact his or her state securities law administrator.
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