The Senex Group designs, implements and administers personalized plans for clients’ financial futures. Personal attention is integral to our process, beginning with information gathering. Based on what we learn, we work with our client to develop objectives and create a plan that is responsive to the market and to their unique situation.

Phase One: Determine investment planning needs

Planning for retirement
Coordination with estate plan
Tax reduction
Building extra income

Phase Two: Study client information

Review current investments
Inform/correspond with other advisors
Involve other family members
Discuss special circumstances and situations
Examine personal investment priorities such as:
  • Liquidity
  • Time Horizon
  • Current Income
  • Risk Tolerance
Phase Three: Ongoing management of investments

Clear, consolidated reporting to client
Investments managed and periodically reviewed for performance within the personal investment strategy.



For a personalized Retirement Plan proposal, please submit the three required forms below.
Online Fillable Forms
Client Data
Retirement Plan Proposal
Retirement Plan Employee Census

Download PDF Fillable Forms
Client Data
Retirement Plan Proposal
Retirement Plan Employee Census
 
The Senex Group CA Insurance License #0818209

The Financial Consultants of The Senex Group are Registered Representatives of, and offer securities products and services through, Royal Alliance Associates, Inc. Member FINRA and SIPC, a registered broker-dealer. In this regard, this communication is strictly intended for individuals residing in the states of AL, AZ, CA, CO, FL, GA, ID, IN, KS, MD, MA, NV, NY, OK, OR, TX,VA and WA. No securities offers may be made by or accepted from any resident outside of the specific states referenced.

Important Consumer Information
A broker-dealer, investment advisor, broker-dealer agent or investment advisor representative may only transact business in a state if first registered as, or is excluded or exempt from, state broker-dealer, investment advisor, broker-dealer agent or investment advisor representative requirements, as appropriate. Follow-up, individualized responses to persons in a state by such a firm or individual which involve either affecting or attempting to affect transactions in securities or the rendering of personalized investment advice for compensation will not be made without first complying with appropriate registration requirements or an applicable exemption or excuse.

For information concerning the licensing status or disciplinary history of a broker-dealer, investment advisor, broker-dealer agent or investment advisor representative, a consumer should contact his or her state securities law administrator.

Copyright 2003-2008, The Senex Group. Use of the text or images on this web site are prohibited without prior written permission.