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Important Consumer Information

A broker-dealer, investment advisor, broker-dealer agent or investment advisor representative may only transact business in a state if first registered as, or is excluded or exempt from state broker-dealer, investment advisor, broker-dealer agent or investment advisor representative requirements, as appropriate.  Follow-up, individualized responses to persons in a state by such a firm or individual which involve either affecting or attempting to affect transactions in securities or the rendering of personalized investment advice for compensation will not be made without first complying with appropriate registration requirements or an applicable exemption or excuse.

For information concerning the licensing status or disciplinary history of a broker-dealer, investment advisor, broker-dealer agent or investment advisor representative, a consumer should contact his or her state securities law administrator.

Social Media Disclosure

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Please contact Bruce Gendein at or by calling 818.593.3535.

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Royal Alliance is not affiliated with any social media website. We do not expressly or implicitly adopt or endorse any of the expressions, opinions or content posted by fans or any third parties on social media sites. We do not control, serve, adopt or endorse any content that may be published on any social media site. No part of any social media site is intended to make a recommendation or state a testimonial for or about a security, service or product, or to provide investment, tax or any other advice. At our discretion, we may block followers or remove comments for any reason. We request that you keep your comments within the purposes of this site. In your comments, please avoid specific mention or discussions about investment advice or products, specific securities or investments, or trading strategies. The entire content of the site, including third party posts, is archived by the broker-dealer to comply with securities regulations.

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